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January 2021
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2020

Kia Ora,

I am Harish Negi

I am Authorised Financial Adviser (AFA)

FSP 640269 Search Summary Individual FSP (companiesoffice.govt.nz)

I provide financial advisory services as Numero Uno Financial Planning Services Limited

[Company number 7194273] View All Details (companiesoffice.govt.nz)

I have been authorised by Financial Markets Authority in Dec 2018 to provide advice in areas relating to:

Financial Planning

Investment Planning Services

Mortgage for Self occupied /Investment property

Insurance Advice for Risk Management

Choosing a Qualified and Recommended Adviser | FMA

I am bound by the Code of Conduct for Authorised Financial Advisers and the terms and conditions issued by Financial Markets Authority.

Academic qualifications

Bachelor of Laws -Hemwati Nandan Bahuguna Garhwal University Srinagar Uttaranchal India

Post Graduate Diploma in Professional Accounting -Victoria University of Wellington

National Certificate in Financial Services (Level 5 ) -Financial Advice – Open Polytechnic of New Zealand

Graduate Diploma in Business Studies (Personal Financial Planning) -Massey University of New Zealand

Membership and professional associations

-Financial Services Complaints Limited [Membership NumberĀ  7561]

Financial Services Complaints Ltd | (fscl.org.nz)

-Financial Advice New Zealand [Membership Number 2367]

Financial Advice New Zealand –

Continuing Professional Development

Financial services is a dynamic industry and I have subscribed to the online program radar powered by Strategi Group to keep myself updated. I have completed over 150 CPD hours of training between Jan-Dec 2020.

Registration Certificates and License

Check my qualifications, company registration certificates and license to provide Financial Advice Services

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